0000904454-20-000035.txt : 20200115 0000904454-20-000035.hdr.sgml : 20200115 20200115165858 ACCESSION NUMBER: 0000904454-20-000035 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200115 DATE AS OF CHANGE: 20200115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MACOM Technology Solutions Holdings, Inc. CENTRAL INDEX KEY: 0001493594 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 270306875 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87236 FILM NUMBER: 20528747 BUSINESS ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 BUSINESS PHONE: (978) 656-2500 MAIL ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 FORMER COMPANY: FORMER CONFORMED NAME: M/A-COM Technology Solutions Holdings, Inc. DATE OF NAME CHANGE: 20100607 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OCAMPO JOHN L CENTRAL INDEX KEY: 0001248224 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 100 CHELMSFORD STREET CITY: LOWELL STATE: MA ZIP: 01851 SC 13G/A 1 s13ga_011320-macomtech.htm SCHEDULE 13G-A FOR MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. BY JOHN L. OCAMPO


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
 

 
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
(Name of Issuer)
 
Common Stock, $0.001 par value
(Title of Class of Securities)
 
55405Y100
(CUSIP Number)
 
December 31, 2019
(Date of Event Which Requires Filing of this Statement)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]  Rule 13d-1(b)
[   ]  Rule 13d-1(c)
[X]  Rule 13d-1(d)

 *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



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CUSIP No. 55405Y100

 1. 
NAME OF REPORTING PERSON
 
John L. Ocampo
 
  2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)  [   ]        (b)  [   ]
 
  3.
SEC USE ONLY
 
 
  4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5. 
SOLE VOTING POWER
 
  0
 
6.
SHARED VOTING POWER
 
  19,815,771
 
7.
SOLE DISPOSITIVE POWER
 
  0
 
8.
SHARED DISPOSITIVE POWER
 
  19,815,771
 
  9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  19,815,771
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  [   ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  29.9%
 
12.
TYPE OF REPORTING PERSON
 
  IN






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CUSIP No. 55405Y100


 1. 
NAME OF REPORTING PERSON
 
  Susan M. Ocampo
 
  2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)  [   ]        (b)  [   ]
 
  3.
SEC USE ONLY
 
 
  4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
5. 
SOLE VOTING POWER
 
  0
 
6.
SHARED VOTING POWER
 
  19,815,771
 
7.
SOLE DISPOSITIVE POWER
 
  0
 
8.
SHARED DISPOSITIVE POWER
 
  19,815,771
 
  9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
  19,815,771
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  [   ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
  29.9%
 
12.
TYPE OF REPORTING PERSON
 
  IN






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CUSIP No. 55405Y100

AMENDMENT NO. 7 TO SCHEDULE 13G

Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission on February 14, 2013, Amendment No. 1 thereto filed on February 12, 2014, Amendment No. 2 thereto filed on February 18, 2014, Amendment No. 3 thereto filed on February 10, 2016, Amendment No. 4 thereto filed on January 12, 2017, Amendment No. 5 thereto filed on January 11, 2018 and Amendment No. 6 thereto filed on January 16, 2019 (as so amended, the Schedule 13G).  Terms defined in the Schedule 13G are used herein as so defined.

The following item of the Schedule 13G is hereby amended and restated as follows:

Item 4.
Ownership.

As of December 31, 2019, each of John L. Ocampo and Susan M. Ocampo beneficially owned the aggregate number of shares of Common Stock and percentage of the total Common Stock outstanding set forth below:
 
(a)
Amount beneficially owned:
19,815,771 shares (1)
(b)
Percent of class:
29.9% (2)
(c)
Number of shares as to which the person has:
  
 
(i):
Sole power to vote or to direct the vote
-0-
 
(ii)
Shared power to vote or to direct the vote:
19,815,771 shares (1)
 
(iii)
Sole power to dispose or to direct the disposition of:
-0-
 
(iv)
Shared power to dispose or to direct the disposition of:
19,815,771 shares (1)

 

(1) Consists of (i) 9,808,142 shares held by the Ocampo Family Trust – 2001; (ii) 94,250 shares held by the John Ocampo Charitable Remainder Trust; (iii) 94,250 shares held by the Susan Ocampo Charitable Remainder Trust; and (iv) an aggregate of 9,819,129 shares held by John L. Ocampo and Susan M. Ocampo as co-trustees for trusts for the benefit of their children (collectively, the “Trusts”). John L. Ocampo and Susan M. Ocampo  are co-trustees of each of the Trusts and share voting and dispositive power over the shares held by the Trusts.
(2) Based on 66,323,414 shares of Common Stock outstanding as of December 31, 2019, as provided to the Reporting Persons by the Issuer.





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CUSIP No. 55405Y100
SIGNATURES

After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 

     
 
January 13, 2020
  
 
(Date)
  
     
 
/s/ John L. Ocampo
  
 
John L. Ocampo
  
     
 
/s/ Susan M. Ocampo
  
 
Susan M. Ocampo
  








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